lmost
anything of any importance in the life of our country and in the
lives of its people has its roots and its consequences in some form
or another of ecological security. A very large part of the daily
existence of some three out of four of our fellow citizens depends,
day-to-day, directly on the processes of nature and the products
they make possible. For the rest of us, even those living in the
largest cities, the impacts may be more indirect, but there are many
and they are pervasive. All of us face them, no less than villagers
do, in our daily lives: from how much clean water we have to drink
or how much dust there is in the air we breathe to the numbers of
villagers that crowd our urban slums — eco-refugees from a rapidly
degenerating resource base — and to the price we pay for onions.
While the resilience of
ecological processes in certain types of biomes and climates might
well be greater than in others, human impact on the environment and
its resources is widely acknowledged to be reaching a stage where it
is beginning to limit the opportunities for people everywhere. Left
alone, nature has its own sources of resilience, but in the face of
growing human intrusion into its processes, any ecosystem can become
fragile and die. Nowhere is this more apparent than in many parts of
our country.
Ecological security is, by its very nature, a holistic
concept. However, the devil lies in the detail. And so, of
course, do the angels. If we are to establish a secure
ecological foundation for our economy, we must get to the root
causes and deal with the fundamental barriers to achieving it.
It is crucial to keep in mind the whole picture and also to
understand the little elements, the pixels, that combine
together to make it what it is. One of these elements,
the importance of which is often not fully appreciated, is
governance. By governance, I mean the institutional frameworks
by which we make decisions in society and how we allocate its
resources among its different constituents. The term
governance covers not only the agencies of formal government:
it also includes all those policies, laws, rules, and
institutions in government, civil society and other sectors
that have an influence on the individual’s access to the
resources of a society. |
 |
Local people, especially
women, must be involved
in the decision-making process |
The nature of governance in
any society has a deep and often quite direct impact on its natural
resource base and on how sustainably it is managed. What
exactly is governance? As I understand it, governance is the whole
fabric of decision making systems that affects our lives. Governance
is not the responsibility of just the institutions of government
alone, though they form an important part of it. It also includes
civil society, the family, the whole community, not to leave out
business and of course religion and faith organizations. These are
all bodies whose decisions impinge our lives very deeply in one way
or another. And what they do is called governance. Government is, of
course, one of the primary factors that determines the quality of
the governance. But governance has to be seen as a much richer
concept: it is the entire social environment that enables or
prevents citizens and communities to fulfill their lives and
destinies.
In its essence, governance
is about leadership – leadership in every sector of society.
I believe that the best
systems of governance are those that enable people to create
sustainable livelihoods for themselves, that encourage adoption of
sustainable lifestyles, that facilitate fulfillment of basic needs
and that promote the attitude of self reliance. These are
essentially the jobs of a good system of governance and if they are
carried out well, they lead people and their communities to acquire
a sense of "ownership" — ownership of problems, of their solutions
and of responsibility for one’s resources. This sense of ownership –
which is not synonymous with formal private ownership of land or
other assets, and can effectively exist where resources are owned
collectively by villages or communities — is crucial and possibly
the most fundamental requirement for ecological security. Without
it, people have no incentive to protect their natural heritage.
And what we need to do is to
generate that sense of ownership as a way of mobilising the latent
energy of our country. I have been to innumerable places in India
where the local people say that the reason they allowed their hills
to be denuded and their water resources to be depleted was simply
that outsiders (often government agencies, sometimes private
parties, always from far away, with no commitment to the local
community) were responsible for them and why should the local people
take the trouble to protect them? Everyone, particularly the women,
fully understand that the disappearance of their forests and
drinking water supplies, and the gradual deterioration in their
lives results from the massive destruction of the eco system around
them. When you ask them why was this allowed to happen, they say
"well, we don’t own it. But, if somebody else is going to come and
do a hit and run on it, we might as well get there first". So
whether they do it themselves, or they let the forest department do
it, or the forest department lets the contractor do it — whoever
does it, basically the root cause lies in this enormous sense of
alienation, the feeling that if neither they nor their future
generations will benefit from it, why should they take the trouble?
Such thinking is a very large part of the reason why our communities
have not protected their resources.
Good governance is simply a
matter of defining clearly who does what. And, it has well
formulated answers to the questions: What is the mandate of each
actor in the society? What are their roles and responsibilities?
What are the competencies and skills needed? How will they be held
accountable?
How effective the governance
is depends on the ability of its leaders to make good decisions
reflecting the interests of the community or society as a whole,
their capacity to implement these decisions and to ensure compliance
by those who have to abide by those decisions and the existence of
appropriate systems of monitoring, accountability and rewards or
punishment.
The key to effective
governance lies in establishing institutional frameworks in which
the different responsibilities are separate and distinct,
particularly between the branches of government, the levels of
government and the sectors of economy. And in doing so, the systems
of accountability — including legislative bodies, oversight
agencies, watch dogs, ombudsmen or whoever is formally charged to
audit performance on day to day basis — must ultimately recognize
that it is the people who have to be overall in-charge. They must,
whenever necessary, be involved directly in monitoring the
functioning of government.
To make the argument more
specific, let us look at the branches of government. There are three
branches of government: the legislature, to make laws; the executive
branch, to implement them; and the judiciary to enforce them. Now,
in any good management system these are three separate bodies that
function independently and act as checks and balances on each other.
Each has clearly defined functions and is expected to focus entirely
on its own mandate. Unfortunately, in our country every thing is
mixed up. The judiciary is doing the work of the executive, the
executive is doing the work of the legislature and the legislature
is doing no work at all. They are just shouting at each other, or
arguing about local issues or private interests, but hardly making
any laws at all. That is why we have all these ad hoc decisions and
resulting crisis like sudden evacuation of industries or equally
sudden prohibition of diesel fuelled buses. We have the Supreme
Court making decisions on issues that it has no business to be
making but forced to do so because of the vacuum of decision-making
in the government.
Everyone in our country, it
would seem, wants to do other people’s work – anyone else’s except
one’s own. And, this problem is not simply between the branches of
government: it is even worse between the different levels – central,
state and local. Prime Ministers and ministers often spend their
time on the most trivial of issues and have little scope left for
matters of state. Decisions on what kinds of houses are appropriate
in the villages of Andhra Pradesh are decided in the exalted
corridors of New Delhi instead of by those who should know best –
the villagers of Andhra Pradesh. Grand programmes are designed at
the Centre for eradicating poverty without any consultation with the
people most affected – the poor. The central level, the state level
and the local level should all be distinct and separate governments
with their own domains for governing without interference from
higher levels. In actual practice, they are all mixed up. With too
many snouts and not enough troughs, nothing much can happen.
Look, on the other hand, at
the example of Washington, DC. By any standard, the President of US
has considerable power. He is capable of pushing people around all
over the world. But as far as what goes on in Washington is
concerned, he has not the slightest say whatsoever – running that
jurisdiction is the prerogative of the city’s mayor. Democracy can
only work if there is adequate discipline – in setting up systems
where every job is assigned to someone and in insisting that every
one sticks to the job that was assigned. Today, in our country every
MP is now angling to run the town councils or local village bodies;
that seems to be how our political leaders perceive the basis of
power.
Under the principle of
subsidiarity, every public decision or action should be made at the
lowest level of government at which it could meaningfully be made.
Subsidiarity has been made famous in the past decade by the highly
centralized European Union which has been under tremendous pressure
from member countries to devolve political powers to the lowest
possible level. The interesting irony is that the word subsidiarity
was actually invented in India some two hundred years ago by the
British who needed to run their colony with the least possible
people and realized that this could only be done by a thoroughgoing
devolution of power. The British, in turn, learnt the concept from
an age old system of governance that had prevailed for centuries in
many parts of India. Regrettably, with the advent of independence,
the concept of subsidiarity simply vanished. We set up a highly
centralized form of government that believes in making decisions at
the highest possible level.
For the citizen, the most
important interactions with the state are almost entirely with the
local government. Perhaps 80 to 90% of the considerable time and
effort they have to devote to dealing with government at one level
or another is with local and district agencies, not the state or
central ones. So, we need to set up a system of governance which is
the exact opposite of the one we have: the bulk of the decision
making would take place at the bottom and only those issues that
require higher level attention (because they cross jurisdictions or
need to be standardized on a larger scale) would be passed on to
higher levels. In particular, it would be the local governments
which would have responsibility for maintaining the natural resource
base and thus ecological security. I would call this bottom-up
approach to governance by the somewhat ungainly but more accurate
term "supersidiarity". At one level, supersidiarity and subsidiarity
are very similar: the results are often the same. At another level,
the two concepts are diametrically opposite: the process to devolve
decision-making starts from the bottom in one case and from the top
in the other; the results can sometimes be very different.
Supersidiarity means that the real government is the government with
which the citizen has the bulk of his or her contact: the local
government. And it is this level, of course, at which the citizen
can exert the fullest possible watchdog authority. Since it is the
local government that is elected in a democracy to serve the
citizen, the main functionaries – the people who have the
responsibility to maintain law and order (police chief), protect and
manage the forests, water sources and other public services (the
forest officer, those in charge of water and sanitation, etc) must
be answerable to the local community, not to some far away
department at the state or central level.
Support to science is
another way in which governance can impact ecological security.
Since the days of Pandit Nehru, our country has made a commitment to
science that is truly remarkable. For much of the period since
independence, India’s scientific research and development budget was
running close to one percent. This is more than most countries other
than Japan, the US and a few European nations devote to science.
Today, our science budget is close to 0.65 percent of GNP, which
still amounts to more than twelve thousand crores. That is a lot of
money going into science. But if you ask how much of that twelve
thousand crores is going to science that has any relevance to the
poorer half of our country, few people will be able to tell you.
Based on information supplied by the science departments of the
Government of India and its scientific agencies it is comes to much
less than 100 crores, i.e., not even 0.1 percent of the money spent
on science that has relevance to those 700 million people. If
science is so important in solving problems that it merits 2% of the
GNP, as the Prime Minister recently promised, how is it that we as a
nation see no role for it in improving the lives of the poor?
As long as the decisions
come from the top, it is unlikely that we will get the right
answers. All we have to do is to look at any of the many large so
called "development" projects that have been designed without
consulting local people, and you can get a pretty good picture. We
have innumerable housing programmes of thousands of crores which are
used as cattle sheds because the so called "beneficiaries" are not
prepared to live in them. And, empty cattle stalls because the
project designers forgot that highly bred cows could not survive on
the only fodder that can grow locally.
So, I think it would not be
an exaggeration to state that our economy is somewhat mismanaged.
And, the mismanagement has led to all these basic issues - poverty,
pollution, population, alienation, violence, corruption, destruction
and this attitude of hit and run which has permeated our whole
society. This short term 'get rich quick' mentality is the greatest
threat to our ecological security because we treat nature as just
another thing to be mined and left behind.
But it is even worse than
that. These are actually the symptoms and not the causes of our
problem. This is actually the end result and not the source of the
predicament. The roots of mismanaging our nation lie in the
priorities that we have chosen. The nation’s priorities are set by
the few who control the systems of governance, with very little
regard for their impact on the majority. It starts with the simple
premise that the majority are ignorant and live not much better than
animals. Therefore, it is the job of the mai-baap or the
government, which is all-knowing and beneficent, to take care of
them and decide for them. With such an attitude, it is only natural
that we end up by creating the dependencies and results that we have
got. Particularly, we have set up huge, centralised systems for
planning and administration that bring forth many promises but very
little performance. The overbearing bureaucracy, subject to
virtually no real accountability, is quite possibility the greatest
threat to ecological security.
Digging even further, we
come to the ultimate root causes, but they are very deeply embedded
in our systems and culture. It is hard to recognize or understand
them because they are unfamiliar and often very inconvenient. Most
of us would rather brush them under the rug and not deal with them
at all. They are very difficult to sort out and most of the time we
don’t even try, which is why we have been called a "soft state". But
the term soft has several meanings, and, unfortunately they all
apply.
The first meaning is soft,
as opposed to hard in the sense of difficult. Our decision-makers
have rarely been prepared to do the difficult things that are needed
to build a nation. Allocate sufficient funds to ensure high quality
education for all our children, for example. Or, introduce the land
reform that everyone agrees is necessary.
The second meaning of soft
is as the opposite of hard in the sense of solid, as in a pillow.
This implies that decisions must be implemented and we as a nation
are notoriously bad at doing that. To everything, there are numerous
exceptions.
Soft is also the opposite of
hard as in harsh or cruel. Our country is notoriously harsh to its
underprivileged sections and cruel to its animals. But when it comes
to making and implementing decisions that require firmness in the
face of resistance from vested interests, which deserve a harsh
treatment, we rarely have the nerve to make them stick.
The opposite of the fourth
meaning of soft is hard as in hard science, for example physics or
chemistry. It implies lack of rigour or deep analysis. In that
sense, our planning systems are certainly soft, heavily weighted
towards simplistic economic concepts without looking adequately at
the issues of technology or physical planning. One part of the
bureaucracy frequently negates the work of another for lack of
concern of the bigger picture. High level government committees
spend their entire time deliberating the cause of one failure or
another and finding that lack of coordination among agencies and
lack of the bigger picture in each one is the primary cause.
Soft is also the opposite of
hard meaning firm or durable. There is no policy in India that seems
to stick for long. After a few years, it disappears, to be replaced
by one formulated to respond to another emergency. Establishing
ecological security needs long term commitments.
And, finally, soft is the
opposite of powerful and intense, as in a soft light. Our nation’s
leadership is definitely soft in this sense.
So we lose out on all fronts
because it is true: we are, today, a soft nation – in all the senses
of the term soft — and as long as we are, there can be no hope for
our forests, our soils, our waters or any of the other resources
that form the basis of our ecological security. We need to take much
harder, more rigorous and firmer decisions to hold the line on our
ecological security. These solutions will need a different kind of
leadership, a very genuine and selfless leadership and a leadership
that is capable of taking hard decisions. We need a leadership that
does not have to keep watching and looking back over its shoulders
to see whether it might lose an election in UP because it does the
right thing. We need a leadership that says "this is our country and
we have got to make it work for everyone". Since we cannot afford to
wait for the next Mahatma Gandhi to come along, we also need to
support that leadership with a citizens’ movement. Community
organizations, civil societies, religion, schools all these
essentially have to play a role in being able to create and support
that leadership and make it work.
It is becoming clear that no
small tinkering with our systems of governance, a tweaking here, a
fine-tuning there, is going to produce the results we need. Poverty
is growing, corruption is galloping and nature is rapidly dying.
Change is needed urgently and that change must be quite fundamental.
The issue right now is how can we bring about such a change? For
normal people like us, it is very difficult to question certain
basic assumptions and institutions that make up our society. Just as
it is hard for a Hindu to question the Bagavat Gita or for a Muslim
to question the Koran or for a Christian to question Bible, it is no
less difficult for a citizen to question his or her nation’s
constitution. However, after more than a decade of initial denial
and subsequent deep analysis, my colleagues and I do not see any
alternative, but to recognize that the present constitution –which
admittedly was a truly remarkable document for its time and purpose
– can no longer serve the needs of our country. I refer not to the
profoundly important directive principles which guarantee the rights
of citizens and the integrity of the country but to the systems of
governance it has established: centralized, top-down
decision-making, lack of proper checks and balances implied in the
Westminster model of government and the marginalization of the
citizen in the decision process.
Can this system of
government which has been established under the constitution take us
where we want to go? The 1950 Constitution of India is basically
anti-people. It is largely a replica of a colonial instrument (the
Government of India Act of Westminster) whose purpose was basically
to enable a colonial power to run a large, sprawling, remote colony
in the most efficient manner possible. Many of its institutions are
based on exploitative colonial requirements, and at independence
these were adopted, often without any change, lock stock and barrel.
As a result, the government of independent India simply continued
the colonial tradition of being a Ruler that is highly centralized,
top down, insensitive, non-participative and non-transparent. Such a
system of governance simply cannot deliver equity or ecological
security.
While the Westminster system
has certain flaws in it from a management theory perspective, it has
evolved over a period of almost a thousand years to suit the
particular genius and circumstances of its country of origin,
Britain. It is not working in India, which has yet to build up the
institutions of accountability and the systems of checks and
balances needed to ensure that government functions in the best
interest of everybody. The mixing up of powers between the branches
of government, the centralization of decision structures at the
federal and state level and the peripheralization of the citizen lie
at the heart of the political, economic and ecological problems of
our country.
Gandhiji seems to have
understood all this and suggested a totally different form of
government, in which local communities would have been autonomous
and where the executive and legislature at each level would have
been completely distinct and separate. With transparency, citizen’s
rights to information, and an administrative system that would
nurture professional excellence and responsibility, such a system
would have produced a very different outcome for our country. I
believe that it is an excellent model for universal democracy.
Gandhiji had a fairly detailed idea of how such a government should
work. For example, the upper house, which was supposed to protect
the interests of the States (but today has become an appendage with
little independent meaning) could more appropriately have been a
forum for all the major stakeholders to be represented. The Rajya
Sabha or the State Legislative Councils need housewives (as
housewives), scientists, jhuggi dwellers, business persons and
others to represent their interests as stakeholders of society. Such
a second chamber would enable stakeholders to bring their
professional and personal insights into the legislative as well as
audit process, as distinct from elected representatives who have a
separate and distinct point of view and responsibility.
How can the constitution be
changed? Not very easily. As a nation, we have too much of our
national ego invested in it. It can probably only be changed by the
will of the people, as expressed through a referendum. Referendum is
not allowed for in the constitution, but it is an intrinsic right to
any democracy. The sovereign people should be able to express their
will at any time – in elections or between elections. And we believe
that, we would need a mechanism to administer it because referendums
can run away with themselves, as they sometimes have in such places
as California or Switzerland. To ensure that referendums are held
only for significant issues and are properly formulated, and that
they do not touch the issues of fundamental rights or national
integrity, People First has proposed the setting up of a "Sovereign
Rights Commission" which would act as the conscience keeper of the
country.
And how will such changes be
brought about? Clearly, we cannot expect our politicians or
parliamentarians or even bureaucrats to initiate such changes. They
have their fingers in the current pie. There is no way that any of
them would be prepared to lose all the great things they have been
getting out of the system over the last fifty years by changing it.
So, it would seem to be an impossible situation. That is where all
of us come in. It becomes the individual responsibility of everyone
who believes that this country needs a change – and some of us feel
it is needed rather urgently and fundamentally – to take that
responsibility. The time has now come when we need to prioritize, we
need to talk a lot less and act a lot more in our country.