Technological
Leapfrogging
Ashok Khosla
In
a world where there is still so much extreme poverty, inequity,
 |
Biomass Gasifier -
A leapfrog technology
using
biomass to generate electricity and
create sustainable livelihoods |
and environmental degradation, the concept of technology
leapfrogging acquires a new and special meaning.
Even
in this age of rampant “globalisation”, perhaps as many as half the
people on this planet still continue to find themselves outside the
mainstream economy. Given the record of progress over the past
fifty years, it is becoming clear that today’s development
strategies may be good for those who already have power and wealth –
whether in the North or the South – but they can neither eradicate
poverty nor strengthen ecological security. The perennial search
for progress and development has failed to deliver the benefits of
the extraordinary technical or political advances the world has seen
over the past century to many of its citizens. Today, we need to
search for a better form of modernisation, a goal that has come to
be called sustainable development.
At its
most fundamental, particularly for developing countries, sustainable
development simply means two things: first, it must meet the basic
needs of every single person; and second, it must maintain, and
indeed regenerate, the resource base on which we all depend.
Sustainable development must lead to a world with more equity, more
ecological security, more economic efficiency, and more
empowerment. And since all these are inextricably linked, this
means that they must all be achieved at the same time. It is not
possible to get, say, ecological security – or even economic
efficiency – without greater equity and social justice. Thus,
eradicating poverty is not just a moral imperative, which it
certainly is, but also an ecological and social one as well. Above
all the existence of extreme poverty imposes an unnecessary ceiling
on the possibilities of overall development in the first place.
How do
we bring about a more sustainable form of development? There are
five basic types of intervention that society has available to
change the direction in which it is going. Technology is the
simplest one, and probably the one that can be implemented most
easily and quickly. Economic instruments are a little harder, and
take a little longer to implement, but they are also often deeper
and more pervasive. Institutions and systems of governance are even
more difficult to reconfigure, but lead to changes that can be
effective for long periods and for large sections of the people.
And at the most fundamental level, we can also change the way we
structure our knowledge (particularly about the world around us) and
the basic values of society – usually the most difficult changes to
bring about and also the longest lasting.
Interventions at all these levels are needed to reorient our pathway
to bringing about a more sustainable world. And all of these issues
must be addressed at the same time. For example, as long as our
“civilisation” continues to be cavalier about producing and dumping
wastes (resulting from a breakdown of age-old values underpinning
the relationship of humanity with nature), or we continue to follow
the compartmentalisation ordained by Cartesian science, it is highly
unlikely that our planet can become a good and healthy place for
everyone living on it.
To get
a glimpse into the types of fundamental changes needed in all these
spheres, it is worthwhile to start with the technology issues, which
as I mentioned earlier, are among the easiest to deal with.
There
are three broad types of impact that technology has on society. The
first is its impact on the efficiency, and thus the productivity, of
our economy. Technology determines how much we get for each unit of
land, resources, energy, labour or other factor we put in to the
production system. The second is its impact on the environment.
This can be either bad, such as pollution, or good, as in
regenerating soils or water systems. And the third is its impact on
the distribution of wealth and equity. Technology is probably one
of the biggest causes in history of the exclusion faced by certain
sections of society. It has for millennia excluded the women, the
poor, the villager, the farmer, and in more recent times, the whole
of the South. Technology has passed all of these people by – and in
the process created many perils: to the environment, to society and
to the poor. These are the ultimate divides that so many
international conferences these days go on about. To bridge these
divides, we must now invest in a totally different future and I
believe that science and technology also offers the best means to
overcome those perils: a promise that can only be fulfilled if we
choose and design our technologies in a very different way.
The
choice of technology has to be specific to each context. It must be
in tune with the people’s aspirations, it must be in consonance with
the resource endowments of the place, it must recognize the stage of
development of a particular society or community. Furthermore, it
must be accessible and scalable, and it must be environmentally
friendly. As circumstances keep changing, the choice of technology
must be dynamic and changing as well.
It is
now important to analyse these issues from a very specific point of
view: that of today’s developing countries. Half of the population
of this planet basically lives – survives? subsists? — on some six
or seven per cent of its wealth and income. From this majority’s
point of view, the best technologies are those that create
sustainable livelihoods. That has to be the first and primary
function of any technology. They must also encourage adoption of
lifestyles that are sustainable. They must also facilitate the
fulfillment of basic human needs, and wherever possible, they ought
to empower the people and promote basic attitudes of self-reliance.
The
principles of good technology are that it must liberate human
potential; it must create economic opportunities; it must regenerate
the resource base that we have destroyed and it must engender ‘technicity’.
Technicity is not a word you will find in the dictionary yet, but by
it I simply mean what Jawaharlal Nehru used to call the scientific
temper. It is the ability to handle technology in a way that is not
only to our advantage but leads to confidence in handling other
technologies. I think even more important than Jawaharlal Nehru’s
insight is Gandhiji’s understanding, which is that technology is
only good when it is a servant, not the master of people. The
fundamental choices that we are addressing today at this meeting
are, do we copycat, do we piggyback or do we leapfrog?
Copycat technologies are best avoided. The conventional automobile
is an example, the
Copycat
technologies
- to be avoided
q |
Conventional
Automobile |
|
- |
internal
combustion engine |
q |
Large,
centralised production systems |
|
- |
coal fired
power stations |
q |
Concrete,
energy intensive buildings |
q |
Urban sprawl |
q |
Fixed wing
aircraft |
|
internal
combustion engine is another. These are dead-end technologies. They
may be here for another 20 years, may be 50 years, but you cannot
imagine a world a hundred years from now where these technologies
will be widespread. The same applies to large centralized production
systems, such as coal-fired power stations and big factories,
energy-intensive high rise buildings made of steel and cement, urban
sprawl, fixed wing aircraft, I could name a hundred more. These are
copycat technologies that everybody wants to get today but in fact
will lead them into various dead ends, environmentally, socially and
in the long run economically.
Piggyback technologies are a little bit better. They can in many
cases be adapted, and perhaps will help us get from here to where we
have to go. They are not necessarily permanent solutions, but can
help get us through the interim phase where the immediate survival,
subsistence and surplus generating needs of people can be met.
These technologies include things like public transport, landline
telephones, public health technologies, urban infrastructure,
lighter than aircraft – airships, balloons, blimps – refrigeration,
and so on. These are technologies that we have to use as a means of
getting to a more sustainable world and then, in the long term, with
greater efficiency.
Piggyback
technologies
- to be adapted
q |
Public
transport |
q |
Landline telephone |
q |
Public
health |
q |
Urban
infrastructure |
q |
LTAC |
q |
Refrigeration |
|
It is,
however, the leapfrog technologies that we most need to adopt. And
there are two significantly different kinds of leapfrog
technologies. One group consists of those that are needed by the
poor, the excluded. The second group comprises those that will help
everyone, included the excluded, attain his or her own human
potential and growth. So, leapfrog technologies for livelihoods and
basic needs are things that produce jobs and products for local
markets, renewable-energy-based decentralized production systems,
recycling, wireless communication (such as wireless telephones),
local water harvesting structures, local construction materials, and
so on.
Let me
show you an example. Our headquarters building at Development
Alternatives is made almost entirely out of mud. It has very little
cement, steel, fired bricks or wood in it. And, other than for our
rather pampered computers, it has no air-conditioners. There are
many other technologies
Leapfrog
technologies
- for livelihoods and basic needs
q |
Jobs and products for local markets |
q |
Renewable energy |
|
- |
Decentralised power |
q |
Recycling |
q |
Wireless
telephone |
q |
Local
water harvesting structure |
q |
Local
construction materials |
|
that
can be considered leapfrog from the viewpoint of the Indian
villager: fuel plantations, energy efficient cookstoves and solar
pumps, for example — devices that are able truly to revolutionize
the lives of women throughout the country. Then there is
biomass-fuelled power station, based on an advanced gasification
technology developed by our partners, the Indian Institute of
Science, Bangalore.
New
roofing materials, water systems, livelihood technologies are all
being manufactured and marketed by organisations such as Development
Alternatives and TARA. One of the major recent breakthroughs is the
highly efficient vertical shaft brick kiln, which produces less than
50% of the carbon emission produced by a conventional kiln!
Conditions for
Success
q |
Innovation systems |
q |
Delivery
systems |
q |
Pricing
systems |
q |
Subsidies |
q |
Intellectual property rights |
q |
International cooperation |
|
- Reward systems |
|
|
Leapfrog
technologies
- beyond
basic needs |
q |
Space
technologies |
|
- satellite communications |
|
- Remote sensing |
q |
IT and
Internet |
q |
Biotechnology |
q |
Nano
technologies |
q |
Robotics |
|
Now
there are other kinds of leapfrog technologies (biotechnologies,
information technologies) — all of these have a potential for taking
us beyond simply basic needs. Finally, let me share with you what we
have been working on most recently, which is the power of the
Internet to leapfrog the poorest of the poor into the 21st century.
The Internet is quite remarkable in being probably the first
technology in maybe 5000 years that can actually close the gap
between the haves and the have-nots, provided we
design it right.
And we have set up a business, TARAhaat, to put up a portal (large,
all-purpose website) and a network of cyber cafes to bring content
and connectivity to every village in India within the next few
years. TARAhaat aims to provide villagers with access to the best
information from all over the world as well as goods and services
currently available only in the city, which will basically enable
them to jump right into the 21st century. The key to making this
technology a success is to design, as TARAhaat has done, a
commercially viable mechanism that works not for private benefit but
for the public good. Such a mechanism might be called the
independent sector, combining the reach of the public sector, the
social objectives of the voluntary sector and the motivation of the
private sector.
There
are certain conditions
for success. I believe that technology
alone cannot solve all these problems. You also have to have systems
for innovation, delivery, pricing, subsidies, and so on. Equally
important, reward systems must be in place to encourage scientists
and engineers to work on these kinds of issues. And what we need to
do now is to develop a whole new range of institutions, which can
overcome the inherent contradiction between the need to fulfill
social objectives and commercial viability.
q
Village
Revival
The revival of the
village is possible only when it is no more exploited.
Industrialization on a mass scale will necessarily lead to
passive or active exploitation of the villagers as the problems
of competition and marketing come in. Therefore, we have to
concentrate on the village being self-contained, manufacturing
mainly for use. Provided this character of the village industry
is maintained, there would be no objection to village using even
the modern machines and tools that they can make and can afford
to use. Only they should not be used as a means of exploitation
of others.
(Harijan, 29-08-'36)
M K GANDHI |
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